Fidelity Institutional Wealth Services TRADE EXECUTION CONFIRMATION
Conf. No: FIn2017n009244 | Date: December 14, 2017
Institutional Client Services | Wealth Management Platform
Annual Portfolio Rebalance — 2017
Equity Trim After Strong Equity Rally; Bond Additions — December 2017
Client Household: Alex & Sam Chen Confirmation No.: FIn2017n009244
(HH-CHEN-001)
Advisor: Morgan Park, CFP® Confirmation Date: December 14, 2017
(ADV-PARK-001) | Clearwater
Wealth Partners
Custodian: Fidelity Institutional Wealth Services Settlement Date: December 15, 2017
(CUST-FI-001)
Decision / Ref: MtgID-2017Q4-01 — annual review Document ID: DOC-TradeConf-2017Q4-001
rebalance
Meeting Ref: MtgID-2017Q4-01 Confirmation Annual Rebalance
Type:
IPS Version: IPS-2016 (70/28/2) — drift band Tax Year: 2017
reset
TRADE CONTEXT & RATIONALE
Year-end portfolio rebalance to restore IPS-2016 target allocation following strong 2017 equity markets (S&P; 500 +19.4%).
Equity positions had drifted above the 70% target; trim executed in ACCT-TX01 to fund additional bond purchases. ACCT-IRA1
rebalance executed within tax-deferred account (no taxable event). Small taxable gain realized on UECIX trim in ACCT-TX01;
basis $40.00 vs. execution price $47.00.
TRADE EXECUTION DETAIL
Trade Actio Gross Comm/ Net Notes / Lot
Account / No. Settle Security CUSIP Quantity Price
Date n Amt Fee Amount Info
Equity trim;
drift
correction —
ACCT-TX01 LT gain
12/14/201 12/15/20 UECIX 67890A10 ($7,050.0
Z23n8472n91 SELL 150 $47.00 $7,050.00 $0.00 Basis: Basis
7 17 US Equity Core Index Fund 0 0)
Joint Taxable Brokerage $40.00/sh
(Feb 2016 lot);
LT gain
$1,050
Muni bond
add; taxable
ACCT-TX01
12/14/201 12/15/20 MUNIX 78901A10 bond
Z23n8472n91 BUY 500 $10.10 $5,050.00 $0.00 $5,050.00
7 17 Municipal Bond Fund 0 allocation
Joint Taxable Brokerage
Basis: New lot
$10.10/sh
Fidelity Institutional Wealth Services | 245 Summer Street, Boston, MA 02210 | fidelityinstitutional.com
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Document Ref: DOC-TradeConf-2017Q4-001 | Household: HH-CHEN-001 | Custodian: CUST-FI-001 | Synthetic demo data only

Fidelity Institutional Wealth Services TRADE EXECUTION CONFIRMATION
Conf. No: FIn2017n009244 | Date: December 14, 2017
Institutional Client Services | Wealth Management Platform
Trade Actio Gross Comm/ Net Notes / Lot
Account / No. Settle Security CUSIP Quantity Price
Date n Amt Fee Amount Info
Cash sleeve
add; 2%
ACCT-TX01 STBIX
12/14/201 12/15/20 12345A10 target
Z23n8472n91 BUY Short-Term Bond / Cash 200 $10.00 $2,000.00 $0.00 $2,000.00
7 17 0 maintenance
Joint Taxable Brokerage Equiv Fund
Basis: New lot
$10.00/sh
Equity trim
ACCT-IRA1 in IRA — no
12/14/201 12/15/20 UECIX 67890A10 ($4,700.0
Z23n8472n92 SELL 100 $47.00 $4,700.00 $0.00 tax event
7 17 US Equity Core Index Fund 0 0)
Alex Traditional IRA Basis: IRA; no
cap gain
Core bond
add in
ACCT-IRA1 tax-deferred
12/14/201 12/15/20 UCBIX 34567A10
Z23n8472n92 BUY 460 $10.20 $4,692.00 $0.00 $4,692.00 IRA
7 17 US Core Bond Index Fund 0
Alex Traditional IRA Basis: IRA
new lot
$10.20/sh
TOTAL
S
Total Purchased: $11,742.00 (cid:127) Total Sold / Redeemed: $11,750.00
SETTLEMENT SUMMARY
Description Amount Settlement Date Direction
Total Purchased (BUY orders) $11,742.00 December 15, 2017 Debit
Total Proceeds (SELL orders) $11,750.00 December 15, 2017 Credit
Net Cash Flow $8.00 Credit
TAX IMPACT NOTES
ACCT-TX01 UECIX sale generates $1,050 long-term capital gain (150 shares × $7.00 gain = $1,050 LT; held >12 months from
Feb 2016 purchase). ACCT-IRA1 transactions are non-taxable. 2017 net cap gains approximately $4,200 including rebalance
and other year-round activity.
IMPORTANT: This Trade Execution Confirmation is a summary of executed orders processed through the Fidelity Institutional platform. All transactions are subject to
the terms and conditions of the applicable account agreement. Prices shown are execution prices; actual settlement may vary for equity securities by T+2. Tax
information is provided for planning reference only; clients should consult their tax advisor. This document is synthetic demo data generated for product demonstration
purposes and does not constitute an actual trade confirmation, investment advice, or tax advice.
Fidelity Institutional Wealth Services | 245 Summer Street, Boston, MA 02210 | fidelityinstitutional.com
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Document Ref: DOC-TradeConf-2017Q4-001 | Household: HH-CHEN-001 | Custodian: CUST-FI-001 | Synthetic demo data only
